Experts in Financial Services Regulation

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The Gallatin Group is an independent advisory firm that specializes in working with investment companies, banks and technology startups. 

Our mission is to create value by partnering with clients to address their financial regulatory and transactional challenges.

We focus on:

  • Evaluating opportunities and risks in financial-services investment and M&A

  • Delivering operational change to enable our clients to capitalize on opportunities while managing regulatory risk

  • Leveraging our deep financial-services and regulatory experience to achieve superior results

Our clients include leading investors, financial sponsors, and other stakeholders in financial-services firms, banks, fintech startups and Fortune 500 companies. 

We regularly interface with state and federal regulatory agencies, including the Federal Reserve, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, U.S. Treasury Department, and Consumer Financial Protection Bureau.